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Kari Ann Kilgore

Wells Fargo Clearing Services, LLC

Sioux Falls, SD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-06
  • TX RA
    APPROVED_RES
    Since 2017-02-06

Branch Locations

6100 S Old Village Pl Ste 200, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sioux Falls SD 01/2016 11/2016
Wells Fargo Clearing Services, Llc Sioux Falls SD 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-11-21
  • S63 Uniform Securities Agent State Law Examination
    2016-11-21
Other Names
  • Kari Ann Finnegan

View on SEC IAPD

Other Firms

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THRIVENT INVESTMENT MANAGEMENT INC.
EDWARD JONES
RBC CAPITAL MARKETS, LLC
RIA ADVISORY GROUP, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
UBS FINANCIAL SERVICES INC.
PRAIRIE VIEW WEALTH PARTNERS LLC

Other Investors

RUSSELL JAMES PIXLER
Morgen Hall
Christina Lynn
ROSS VINCENT MENKE
ASHLEY NICOLE RENELT
Kelsey J Hardie
Charles Joseph Illg
Keith Adam Knobloch

Other Offices

MARINER · Sioux Falls, SD
MARINER · Sioux Falls, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD
EDWARD JONES · SIOUX FALLS, SD
RBC CAPITAL MARKETS, LLC · SIOUX FALLS, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
WELLS FARGO CLEARING SERVICES, LLC · SIOUX FALLS, SD

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