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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-12-13 |
Branch Locations
75 Second Ave Ste 605, Needham Heights, MA 02494 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp Inc | Miami | FL | 05/2016 | 07/2020 |
| Investacorp Advisory Services | Miami | FL | 05/2016 | 07/2020 |
| Securities America, Inc. | Needham | MA | 07/2020 | 12/2023 |
| Securities America Advisors, Inc. | Needham | MA | 07/2020 | 12/2023 |
| Commonwealth Financial Network | Waltham | MA | 12/2023 | Present |
| Garon Financial | Needham Heights | MA | 03/2016 | Present |
1. Fixed insurance sales; as of 8/21/2023; 2% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Garon Financial, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 8/21/2023; 0% time spent during business hours; Conducted at branch; Investment related. 3. Tax Preparation, Garon Financial; as of 03/2016; 25% of time spent during business hours; Conducted at branch; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-06-05 |
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