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Current Employers
Snowden Capital Advisors Llc

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-02
  • FL RA
    APPROVED
    Since 2021-07-02

Branch Locations

One Alhambra Plaza Suite 1130, Coral Gables, FL 33134 • United States

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Miami FL 02/2014 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 06/2021
Snowden Lane Partners Coral Gables FL 06/2021 Present
  • 02/2014 → 11/2016
    Wells Fargo Advisors Llc
    Miami, FL
  • 11/2016 → 06/2021
    Miami, FL
  • 06/2021 → Present
    Snowden Lane Partners
    Coral Gables, FL
Previous Registrations
Other Businesses

1)NRT, LLC; INV RELATED, NORTH MIAMI, FL, START: 01/01/2004, 1 HOUR PER MONTH/0 DURING TRADING. NO DUTIES. 2) THE ESSES FAMILY TRUST; REAL ESTATE; INVESTOR; 06/01/2011 3) TDJ HOLDINGS LLC; INV RELATED; MIAMI BEACH, FL; RESIDENTIAL RENTAL PROPERTY; 100% OWNERSHIP; START 3/22/2011; 2 HOURS PER MONTH, 0 DURING TRADING; MANAGER. 4) ESSES REAL ESTATE HOLDINGS LLC, INV RELATED, MIAMI BEACH, FL, 100% OWNERSHIP, START 1/31/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, MANAGE REAL ESTATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-17
  • S66 Uniform Combined State Law Examination
    2011-02-17

View on SEC IAPD

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