Edward Eugene Herrera

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-10-25
CA	RA	APPROVED	2007-09-20

TX RA
APPROVED_RES

Since 2016-10-25
CA RA
APPROVED

Since 2007-09-20

Branch Locations

9460 Wilshire Blvd, Beverly Hills, CA 90212 • United States

5670 Wilshire Blvd, Los Angeles, CA 90036 • United States

9595 Wilshire Blvd, Beverly Hills, CA 90212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Advisors, Llc	Beverly Hills	CA	09/2007	Present

09/2007 → Present

U.S. Bancorp Advisors, Llc

Beverly Hills, CA

Previous Registrations

2003-11-06 → 2007-05-21

Wells Fargo Investments, Llc

Beverly Hills, CA

Lakewood, CA

Manhattan Beach, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-11-05

S66 Uniform Combined State Law Examination

2003-11-05

View on SEC IAPD

Current Employers

U.S. Bancorp Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

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