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Scott Phillip Morris

Ubs Financial Services Inc.

Riverside, CA

Riverside, CA

Rancho Cucamonga, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-10-20
CA RA APPROVED 2003-05-19
  • TX RA
    APPROVED
    Since 2003-10-20
  • CA RA
    APPROVED
    Since 2003-05-19

Branch Locations

3403 10Th Street Suite 500, Riverside, CA 92501 • United States

3390 University Avenue, Riverside, CA 92501 • United States

Rancho Cucamonga, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Riverside CA 02/2003 Present
Other Businesses

1. Condominium, None, we hired a property manager to handle day to day activities, 145Rancho Cucamonga United States-91739, start date-2/10/2021.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-16
  • S66 Uniform Combined State Law Examination
    2003-05-16
Other Names
  • Scott Morris

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, CA
CETERA INVESTMENT ADVISERS LLC · Riverside, CA
UBS FINANCIAL SERVICES INC. · RIVERSIDE, CA
AMERIPRISE FINANCIAL SERVICES, LLC · RIVERSIDE, CA
EDWARD JONES · RIVERSIDE, CA
LPL FINANCIAL LLC · RIVERSIDE, CA
WELLS FARGO CLEARING SERVICES, LLC · RIVERSIDE, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Riverside, CA

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