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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-02 |
| NJ | RA | APPROVED | 2025-01-02 |
| IL | RA | APPROVED | 2024-02-08 |
| NC | RA | APPROVED | 2024-02-07 |
| PA | RA | APPROVED | 2024-02-07 |
| IA | RA | APPROVED | 2024-01-22 |
| ME | RA | APPROVED | 2024-01-16 |
| KS | RA | APPROVED | 2024-01-12 |
| NY | RA | APPROVED | 2024-01-12 |
| TX | RA | APPROVED_RES | 2024-01-12 |
Branch Locations
5900 N Andrews Ave 2Nd Floor, Fort Lauderdale, FL 33309 • United States
Lake Worth, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Sunrise | FL | 08/2013 | 11/2019 |
| Jp Morgan Securities, Llc | Pembroke Pines | FL | 11/2019 | 01/2023 |
| Jp Morgan Chase Bank, N.A. | Pembroke Pines | FL | 11/2019 | 01/2023 |
| Td Bank N.A. | Fort Lauderdale | FL | 01/2023 | Present |
| Td Private Client Wealth Llc | Fort Lauderdale | FL | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-24 |
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