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Angelica M Estrada

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

San Francisco, CA

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-18
CA RA APPROVED 2015-04-03
  • TX RA
    APPROVED_RES
    Since 2015-05-18
  • CA RA
    APPROVED
    Since 2015-04-03

Branch Locations

2555 E Camelback Rd, Phoenix, AZ 85016 • United States

555 California St, San Francisco, CA 94104 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Irvine CA 03/2015 Present
Previous Registrations
  • 2010-09-07 → 2014-11-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
    New York, NY
    Philadelphia, PA
    New York, NY
  • 2008-07-10 → 2009-04-28
    Banc Of America Investment Services, Inc.
    Bordentown, NJ
  • 2008-04-17 → 2008-05-21
    Ifmg Securities, Inc.
    Burlington, NJ
    Burlington, NJ
    Cherry Hill, NJ
    Philadelphia, PA
    Philadelphia, PA
  • 2004-10-20 → 2008-04-04
    Banc Of America Investment Services, Inc.
    Willingboro, NJ
    Willingboro, NJ
    Haddonfield, NJ
  • 2004-10-18 → 2004-10-20
    Quick & Reilly, Inc.
    Haddonfield, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-15
S63 Uniform Securities Agent State Law Examination 2003-04-14
  • S65 Uniform Investment Adviser Law Examination
    2004-10-15
  • S63 Uniform Securities Agent State Law Examination
    2003-04-14
Other Names
  • Angelica M Estrada
  • Angelica Estrada

View on SEC IAPD

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