Best Investors Account Sign in
Inactive

Stephen Scott Davis

R.T. Jones Capital Equities Management Inc.

St. Louis, MO

CRD 4641865

Claim This Profile
Employer firm

R.t. Jones Capital Equities Management Inc. CRD 131804

$352M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
R.T. Jones Capital Equities Management Inc.

8151 Clayton Road Suite 300, St. Louis, MO 63117 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-04-21
MO RA APPROVED 2009-04-21
  • IL RA
    APPROVED
    Since 2009-04-21
  • MO RA
    APPROVED
    Since 2009-04-21

Branch Locations

8151 Clayton Road Suite 300, St. Louis, MO 63117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.T. Jones Capital Equities Management, Inc. St. Louis MO 04/2009 Present
Previous Registrations
  • 2005-06-17 → 2009-06-04
    R.T. Jones Capital Equities, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
    St Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-15
S63 Uniform Securities Agent State Law Examination 2003-06-17
  • S65 Uniform Investment Adviser Law Examination
    2005-06-15
  • S63 Uniform Securities Agent State Law Examination
    2003-06-17

View on SEC IAPD

Nearby Firms

UNIVERSAL FINANCIAL ADVISORS, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

BRIAN CHRISTOPHER LOCK
WILLIAM BERNARD ALBAIR
Stephanie Louise Longanecker

Nearby Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO

More in St. Louis, MO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor