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Stephen Scott Davis

R.T. Jones Capital Equities Management Inc.

St. Louis, MO

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Current Employers
R.T. Jones Capital Equities Management Inc.

8151 Clayton Road Suite 300, St. Louis, MO 63117 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-04-21
MO RA APPROVED 2009-04-21
  • IL RA
    APPROVED
    Since 2009-04-21
  • MO RA
    APPROVED
    Since 2009-04-21

Branch Locations

8151 Clayton Road Suite 300, St. Louis, MO 63117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.T. Jones Capital Equities Management, Inc. St. Louis MO 04/2009 Present
Previous Registrations
  • 2005-06-17 → 2009-06-04
    R.T. Jones Capital Equities, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
    St Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-15
S63 Uniform Securities Agent State Law Examination 2003-06-17
  • S65 Uniform Investment Adviser Law Examination
    2005-06-15
  • S63 Uniform Securities Agent State Law Examination
    2003-06-17

View on SEC IAPD

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