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Jerome Richard Jones

LPl Financial LLC

Wichita, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-02-14
TX RA APPROVED_RES 2018-02-14
  • KS RA
    APPROVED
    Since 2018-02-14
  • TX RA
    APPROVED_RES
    Since 2018-02-14

Branch Locations

400 N Woodlawn St Ste 16A, Wichita, KS 67208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Law Office Of Jerome R. Jones Wichita KS 06/1994 Present
Invest Financial Corp. Tampa FL 02/2009 02/2018
Lpl Financial Llc Wichita KS 02/2018 Present
  • 06/1994 → Present
    Law Office Of Jerome R. Jones
    Wichita, KS
  • 02/2009 → 02/2018
    Invest Financial Corp.
    Tampa, FL
  • 02/2018 → Present
    Wichita, KS
Previous Registrations
  • 2009-02-09 → 2018-02-20
    Invest Financial Corporation
    Wichita, KS
    Appleton, WI
  • 2003-03-12 → 2009-02-13
    Wichita, KS
    Wichita, KS
    Clearwater, FL
Other Businesses

1. 02/14/2018 - JONES & COMPANY - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/1/2004. 2. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Sales - Start Date 6/1/04 - 10 Hours Per Month/5 Hours During Securities Trading - Life. 3. 02/14/2018 - LAW OFFICE OF JEROME R. JONES - Not Investment Related - 400 N. Woodlawn, 16A, Witchita, KS 67208 - Other - Owner - Start Date 1994 - Time Spent 10%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-20
  • S66 Uniform Combined State Law Examination
    2003-05-20
Designations
Other Names
  • Jerry Richard Jones
  • Jerome Richard Jones

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