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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-24 |
Branch Locations
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Tampa, FL • United States
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-05-21 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Ft. Lauderdale | FL | 12/2007 | 10/2017 |
| Northwestern Mutual Life Insurance Company | Ft. Lauderdale | FL | 11/2007 | 10/2017 |
| Raymond James & Associates | Saint Petersburg | FL | 01/2018 | Present |
| Raymond James Financial Services, Inc | St. Petersburg | FL | 04/2022 | Present |
| Raymond James Financial Services Advisors, Inc | St. Petersburg | FL | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-12 |
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