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Shaun Patrick Mutch

Fairway Capital Advisors

Newport Beach, CA

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Current Employers
Fairway Capital Advisors

Newport Beach, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-02
CA RA APPROVED 2021-07-30
  • TX RA
    APPROVED_RES
    Since 2024-04-02
  • CA RA
    APPROVED
    Since 2021-07-30

Branch Locations

620 Newport Center Dr., Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fairway Capital Advisors, Llc Newport Beach CA 07/2021 Present
Purshe Kaplan Sterling Investments Albany NY 08/2021 08/2021
Ubs Financial Services, Inc. Newport Beach CA 01/2015 07/2021
  • 07/2021 → Present
    Fairway Capital Advisors, Llc
    Newport Beach, CA
  • 08/2021 → 08/2021
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 01/2015 → 07/2021
    Ubs Financial Services, Inc.
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-29
  • S66 Uniform Combined State Law Examination
    2014-12-29

View on SEC IAPD

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