Kane Elliott Vines

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 10/2023
  Ameriprise Financial Services, Inc.
  Dallas, TX
• 10/2023 → Present
  Lpl Financial Llc
  Plano, TX

Previous Registrations

• 2003-05-07 → 2023-11-06
  Ameriprise Financial Services, Llc
  Tyler, TX
  Tyler, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Southlake, TX
  Dallas, TX
  Prosper, TX
  Dallas, TX
  Plano, TX

Other Businesses

1) 09/2023 - EXPOUND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent 2) 09/2023 - INSIGHTFUL SOLUTIONS GROUP, LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Plano, TX - Owner - Start Date 5/14/2021 - 2hrs/month - 10% time spent 3) 09/2023 - CLEAR SKY PROPERTY GROUP, LLC - Real Estate Rental - Inv. Related - Plano, TX - Owner - Start Date 5/14/2021 - 1hr/month - 1% time spent 4) 04/24/2025 - Fast Cash Your Home, LLC - Investment Related - Other- Business Owner - Dallas TX - Start Date:05/01/2025 - 30 Hrs/Mth - 0 Hrs During Trading. 5) 05/19/2025 - Colossal Capital, LLC - Investment Related - Other - Business Owner - Allen, TX - Start Date:05/23/2025 - 30Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-05-05