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Steven Douglas Mason

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nashville, TN

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2016-11-30
  • TN RA
    APPROVED
    Since 2016-11-30

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 02/2015 Present
Bank Of America, N.A. Nashville TN 03/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-28
S63 Uniform Securities Agent State Law Examination 2003-04-14
  • S66 Uniform Combined State Law Examination
    2016-11-28
  • S63 Uniform Securities Agent State Law Examination
    2003-04-14
Other Names
  • Steve Douglas Mason

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN
TRUIST ADVISORY SERVICES, INC. · NASHVILLE, TN

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