Joel A Faber

Current Employers

Employment History

• 02/2003 → 09/2019
  Summit Brokerage Services
  Pleasant Hill, CA
• 06/2004 → 05/2021
  Summit Financial Group
  Pleasant Hill, CA
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-06-30 → 2021-05-20
  Summit Financial Group Inc
  Plesant Hill, CA

Other Businesses

(1) CONTRA COSTA CHRISTIAN SCHOOLS; SINCE 02/02/2011; 2721 LARKEY LANE, WALNUT CREEK, CA, 94597; COACH; COACHING OF THE JR. HIGH SOCCER TEAM. THERE IS A STIPEND OF APPROXIMATELY $1200. THE SEASON WILL LAST APPROXIMATELY TWO MONTHS (FEBRUARY AND MARCH); 3 HOURS SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (2) INSURANCE AGENT; SINCE 04/13/2003; SAME AS BRANCH ADDRESS; INSURANCE SALES; FIXED AND VARIABLE INSURANCE AS PART OF SECURITIES PRACTICE; 2 HOURS SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (3) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SIOUX FALLS, SD 57105 & CONCORD, CA 94523 ; NATURE OF BUSINESS: RENTAL PROPERTIES ; START DATE: 08/2005 POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: COLLECT RENT. COORDINATE REPAIRS. HANDLE ACCOUNTING ; (4) NAME OF OTHER BUSINESS: CONTRA COSTA CHRISTIAN SCHOOLS; INVESTMENT RELATED: NO; ADDRESS: 2721 LARKEY LANE, WALNUT CREEK, CA 94596; NATURE OF BUSINESS: BOARD; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR ENSURING ADEQUATE FINANCIAL MANAGEMENT. THESE INCLUDE MONTHLY COMMITTEE MEETINGS, DEVELOP ANNUAL BUDGET, AND HELP WITH FINANCIAL CONTROLS; (5) NAME OF OTHER BUSINESS: DIABLO VALLEY WOLVES 2008 BOYS; INVESTMENT RELATED: NO; ADDRESS: 1601 SHARY CIR, CONCORD, CA 94518; NATURE OF BUSINESS: SOCCER CLUB; START DATE: 08/2022; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR PAYING FOR TOURNAMENTS ENTERED, DEPOSITING MONEY FROM FUNDRAISERS, AND FACILITATING PAYMENT

Exams

• S66 Uniform Combined State Law Examination
  2003-03-15