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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-21
  • IL RA
    APPROVED
    Since 2022-01-21

Branch Locations

700 E Deyoung St, Marion, IL 62959-3331 • United States

37 S Main St, Harrisburg, IL 62946-1637 • United States

Marion, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tison Financial Group Marion IL 12/2014 01/2022
Wells Fargo Advisors Financial Network, Llc Marion IL 02/2015 01/2022
Ameriprise Financial Services, Llc Marion IL 01/2022 Present
Previous Registrations
Other Businesses

Board of Directors; Southern Illinois Chili Cook Off; secretary; 6324 ARBUCKLE LN, , Marion, IL, 62959; Not Investment-Related; 08/08/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Rainmaker Inc.; Financial Advisor - Develop new business relationships. Prepare and conduct client service meetings. Lead local staff. Complete client transaction requests. Develop professional relationships.; other; 700 E Deyoung St, , Marion, IL, 62959; Not Investment-Related; 01/21/2022; 40 to 59 hours per month; 20 to 39 during trading hours. Other Business Activities; Online purchase and sales of collectible sneakers; My 13 year old and myself buy, sell, trade and collect sneakers. On occasion we sell them online.; 1902 Calico Rd, , Marion, IL, 62959; Not Investment-Related; 06/10/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-28
S63 Uniform Securities Agent State Law Examination 2003-04-11
  • S65 Uniform Investment Adviser Law Examination
    2012-02-28
  • S63 Uniform Securities Agent State Law Examination
    2003-04-11
Other Names
  • David Fry

View on SEC IAPD

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