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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Dayton | OH | 10/2011 | 03/2017 |
| Raymond James Financial Services, Inc. | Dayton | OH | 03/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Dayton | OH | 05/2017 | Present |
| Harrison Wealth Management Group, Ltd. | Dayton | OH | 01/2017 | Present |
(1)Name of Business: Harrison Wealth Management Group, Ltd. Address: 1700 Lyons Road Suite D, Dayton, OH, 45458, United States Activity Type: Non-variable Insurance Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sales of non-variable life insurance and fixed annuities. (2)Name of Business: Harrison Wealth Management Group, Ltd. Address: 1700 Lyons Road Suite D, Dayton, OH, 45458, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2017 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Employee of HWMG, Ltd. My responsibilities include managing the office staff as well as being an RJ advisor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-10 |
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