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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-05-02
  • OH RA
    APPROVED
    Since 2017-05-02

Branch Locations

1700 Lyons Road Suite D, Dayton, OH 45458 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Dayton OH 10/2011 03/2017
Raymond James Financial Services, Inc. Dayton OH 03/2017 Present
Raymond James Financial Services Advisors Inc. Dayton OH 05/2017 Present
Harrison Wealth Management Group, Ltd. Dayton OH 01/2017 Present
  • 10/2011 → 03/2017
    Lpl Financial
    Dayton, OH
  • 03/2017 → Present
    Raymond James Financial Services, Inc.
    Dayton, OH
  • 05/2017 → Present
    Dayton, OH
  • 01/2017 → Present
    Harrison Wealth Management Group, Ltd.
    Dayton, OH
Previous Registrations
  • 2012-05-03 → 2017-03-31
    Dayton, OH
    Kettering, OH
    Springfield, OH
    Beavercreek, OH
    Mason, OH
    West Chester, OH
    Dayton, OH
    Springboro, OH
    Beavercreek, OH
    Middletown, OH
    Englewood, OH
    Springfield, OH
    Englewood, OH
    Aberdeen, OH
    Englewood, OH
    Dayton, OH
    Kettering, OH
    Springboro, OH
    Beavercreek, OH
    Middletown, OH
    Springfield, OH
    Dayton, OH
    Dayton, OH
    Moraine, OH
    Dayton, OH
    Eaton, OH
    Eaton, OH
    Springboro, OH
Other Businesses

(1)Name of Business: Harrison Wealth Management Group, Ltd. Address: 1700 Lyons Road Suite D, Dayton, OH, 45458, United States Activity Type: Non-variable Insurance Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sales of non-variable life insurance and fixed annuities. (2)Name of Business: Harrison Wealth Management Group, Ltd. Address: 1700 Lyons Road Suite D, Dayton, OH, 45458, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2017 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Employee of HWMG, Ltd. My responsibilities include managing the office staff as well as being an RJ advisor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-01
S63 Uniform Securities Agent State Law Examination 2012-02-10
  • S65 Uniform Investment Adviser Law Examination
    2012-05-01
  • S63 Uniform Securities Agent State Law Examination
    2012-02-10
Other Names
  • Chris S House
  • Chris House

View on SEC IAPD

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