Best Investors Account Sign in
Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-08
  • NY RA
    APPROVED
    Since 2021-04-08

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Rockville MD 11/2002 03/2021
Fixed Income Management Group Inc. Melville NY 11/2002 Present
Vanderbilt Securities Melville NY 09/2003 Present
Vanderbilt Advisory Services Woodbury NY 11/2013 Present
Grove Point Advisors, Llc Rockville MD 04/2021 12/2024
Grove Point Investments, Llc Rockville MD 04/2021 12/2024
  • 11/2002 → 03/2021
    H. Beck, Inc.
    Rockville, MD
  • 11/2002 → Present
    Fixed Income Management Group Inc.
    Melville, NY
  • 09/2003 → Present
    Vanderbilt Securities
    Melville, NY
  • 11/2013 → Present
    Woodbury, NY
  • 04/2021 → 12/2024
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 12/2024
    Grove Point Investments, Llc
    Rockville, MD
Previous Registrations
  • 2021-04-01 → 2024-12-03
    Grove Point Advisors, Llc
    Rockville, MD
    Woodbury, NY
    Rockville, MD
  • 2011-06-24 → 2021-04-01
    Grove Point Investments, Llc
    Melville, NY
    Woodbury, NY
Other Businesses

1) Fixed Income Management Group - Position - Partner, Nature: Business Marketing Other, Investment Related: No, number of hours 0, investment related hours 0, start date 2003, address: 125 Froehlich Farm Blvd., Woodbury, NY 11797, Description: all earned override from Bond Desk Activity journaled through this Corp. for Accounting reasons. 2) DARYLL GANZ - INSURANCE POSITION: N/A NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/28/2017 ADDRESS: 125 Froehlich Farm Blvd, Woodbury NY 11797, United States DESCRIPTION: Independent insurance agent 3) NYS Insurance License. Not Investment Related. Start date: 09/28/2017. Address: 125 FROEHLICH FARM BLVD WOODBURY NY, 11797. Time spent during regular hours: 0%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-06
  • S66 Uniform Combined State Law Examination
    2003-06-06

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Woodbury, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor