Steve Ching Huang Chen

Current Employers

Employment History

• 07/2014 → 10/2017
  East West Bank
  Pasadena, CA
• 07/2014 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 08/2014 → Present
  Cetera Investment Advisers Llc
  City Of Industry, CA
• 10/2017 → 09/2023
  Cathay Bank
  City Of Industry, CA
• 09/2023 → Present
  East West Bank
  Arcadia, CA

Previous Registrations

• 2014-04-08 → 2014-07-25
  Cuso Financial Services, L.P.
  Los Angeles, CA
• 2013-09-06 → 2014-04-09
  U.S. Bancorp Investments, Inc.
  Lake Forest, CA
  Lake Forest, CA
• 2009-10-28 → 2013-09-09
  Cetera Investment Services Llc
  City Of Industry, CA
  Irvine, CA
  Orange, CA
  Rowland Heights, CA
• 2009-10-23 → 2009-10-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 2008-10-01 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Los Angeles, CA
• 2006-10-23 → 2008-09-30
  Hsbc Securities (Usa) Inc.
  Arcadia, CA
  Rowland Heights, CA
• 2005-08-25 → 2006-10-06
  Uvest Financial Services Group, Inc.
  Arcadia, CA
  Arcadia, CA
• 2004-04-27 → 2005-08-12
  Citicorp Investment Services
  Los Angeles, CA

Other Businesses

1.)BOY SCOUTS OF AMERICA. ASSISTING DEN LEADER IN PLANNING SCOUT ACTIVITES AND AT TIMES LEADS THE ACTIVITIES. 1 HR PER WEEK, NO COMPENSATION.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-26
• S63 Uniform Securities Agent State Law Examination
  2000-03-02

Other Names

• Ching Huang Chen
• Ching Huang Chen