Inactive

Louis James Leyes

Stages Planning Group, LLC

Virginia Beach, VA

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Current Employers

Stages Planning Group, Llc

249 Central Park Avenue #300-23, Virginia Beach, VA 23452 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-02-21
TX	RA	APPROVED_RES	2024-06-10
PA	RA	APPROVED	2014-10-06

VA RA
APPROVED

Since 2025-02-21
TX RA
APPROVED_RES

Since 2024-06-10
PA RA
APPROVED

Since 2014-10-06

Branch Locations

249 Central Park Avenue #300-23, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	09/2011	05/2019
Cambridge Investment Research Advisors, Inc	Fairfield	IA	09/2011	05/2019
Stages Planning Group, Llc	York	PA	04/2014	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	11/2021	04/2022
Cambridge Investment Research, Inc.	Fairfield	IA	11/2021	04/2022

09/2011 → 05/2019

Cambridge Investment Research, Inc

Fairfield, IA
09/2011 → 05/2019

Cambridge Investment Research Advisors, Inc

Fairfield, IA
04/2014 → Present

Stages Planning Group, Llc

York, PA
11/2021 → 04/2022

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
11/2021 → 04/2022

Cambridge Investment Research, Inc.

Fairfield, IA

Previous Registrations

2021-11-18 → 2022-04-18

Cambridge Investment Research Advisors, Inc.

Hershey, PA

Virginia Beach, PA

Lancaster, PA
2011-09-01 → 2019-06-10

Cambridge Investment Research Advisors, Inc.

York, PA

York, PA

York, PA
2009-02-25 → 2011-09-01

Securities America Advisors, Inc.

La Vista, NE
2005-09-02 → 2009-02-24

First Command Brokerage Services, Inc.

York, PA

York, PA
2005-01-04 → 2005-09-02

First Command Bank

Fort Worth, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-10-26
S63	Uniform Securities Agent State Law Examination	2003-03-01

S65 Uniform Investment Adviser Law Examination

2004-10-26
S63 Uniform Securities Agent State Law Examination

2003-03-01

Other Names

Lou Leyes

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA

BEACON HARBOR WEALTH ADVISORS · VIRGINIA BEACH, VA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VIRGINIA BEACH, VA

FINANCIAL SECURITY ADVISORY INC · VIRGINIA BEACH, VA

DAVENPORT & COMPANY LLC · VIRGINIA BEACH, VA

FINANCIAL SECURITY ADVISORY INC · VA BEACH, VA

LPL FINANCIAL LLC · VIRGINIA BEACH, VA

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