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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-24 |
| TX | RA | APPROVED_RES | 2009-06-04 |
| MO | RA | APPROVED | 2009-05-22 |
Branch Locations
4801 Main St, Kansas City, MO 64112 • United States
Kansas City, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kansas City | MO | 05/2009 | Present |
| Bank Of America, N.A. | Kansas City | MO | 12/2009 | Present |
I*22608FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JEWEL BALLINVESTMENT RELATED: NADDRESS OF BUSINESS:KANSAS CITY, MISSOURI 64112NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/1/2010NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: SUBCOMMITTEE MEMBER RAISE MONEY FOR NELSON ART MUSEUM AND KC SYMPHONY I*2121285, Entity Type: Fiduciary, Name of OBA: F H K D TTEE U/A DTD 12/06/2006 BY E K , Address: Prairie Village, Kansas, 66208, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 09-Dec-2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2121282, Entity Type: Fiduciary, Name of OBA: F H K DCSD TTEE U/A DTD 12/06/2006 BY E K , Address: Prairie Village, Kansas, 66208, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 09-Dec-2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2121283, Entity Type: Fiduciary, Name of OBA: F H K TTEE A M K TRUST U/A DTD 01/07/2008 , Address: Prairie Village , Kansas, 66208, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 09-Dec-2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2151266, Entity Type: , Name of OBA: F H K IRREV TRUST U/A DTD 12/27/2006 , Address: PRAIRIE VILLAGE, Kansas, 66208, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 03-Jan-2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2340259, Entity Type: , Name of OBA: K FOUNDATION , Address: Prairie Village, Kansas, 66208, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 10-Apr-2025, No Hours: 20 Yearly, No Hours during Trading: 5 Yearly, Duties: I*337849, Entity Type: Entity Charitable, Name of OBA: Belles of the American Royal, Address: Kansas City, Missouri, 64113, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 01/17/2025, No Hours: 65 Yearly, No Hours during Trading: 6 Yearly, Duties: Providing experience and guidance, reviewing and updating donor details, fundraising, volunteering, supporting the American Royal I*3404286, Entity Type: , Name of OBA: N K W TTEE U/A DTD 12/27/2006 BY F H K, Address: Kansas City, Missouri, 64113, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 12/23/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-06 |
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