Gary Michael Gingrich

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2021-01-04

OK RA
APPROVED

Since 2021-01-04

Branch Locations

1644 24Th Avenue, Nw, Norman, OK 73069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Norman	OK	10/2014	11/2020
Tiaa-Cref Individual & Institutional Services, Llc	Norman	OK	10/2014	11/2020
Charles Schwab & Co., Inc.	Norman	OK	12/2020	Present

10/2014 → 11/2020

Tiaa

Norman, OK
10/2014 → 11/2020

Tiaa-Cref Individual & Institutional Services, Llc

Norman, OK
12/2020 → Present

Charles Schwab & Co., Inc.

Norman, OK

Previous Registrations

2014-11-14 → 2020-11-13

Tiaa-Cref Individual & Institutional Services, Llc

Stillwater, OK

Norman, OK
2013-04-09 → 2014-10-17

Fisher Investments

Choctaw, OK

Hudson, WI

Plano, TX
2004-01-23 → 2011-01-31

Strategic Advisers Llc

Westlake, TX

Oakdale, MN
2003-09-10 → 2003-12-19

Equitable Advisors, Llc

Oklahoma City, OK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-06-10

S66 Uniform Combined State Law Examination

2003-06-10

Other Names

Gary Michael Gingrich
Gary Michael Gingrich
Gary M Gingrich

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

LPL FINANCIAL LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

CETERA INVESTMENT ADVISERS LLC

HILLTOP SECURITIES INC.

STRATEGIC FINANCIAL CONCEPTS, LLC

Other Investors

John David Robinson

Aiden Kotaro Jones

ADAM HARRY CARSON

OMAR MAURICIO ROSALES

Melissa Kathleen Raiford

ANTHONY LEE CRUSE

James Ray Wilbanks

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · NORMAN, OK

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · NORMAN, OK

LPL FINANCIAL LLC · NORMAN, OK

EDWARD JONES · NORMAN, OK

STATE FARM INVESTMENT MANAGEMENT CORP. · Norman, OK

CETERA INVESTMENT ADVISERS LLC · NORMAN, OK

HILLTOP SECURITIES INC. · NORMAN, OK

LPL FINANCIAL LLC · NORMAN, OK

More in Norman, OK

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