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William F Packard

Rbc Capital Markets, LLC

Appleton, WI

Appleton, WI

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-14
WI RA APPROVED 2023-06-21
  • TX RA
    APPROVED
    Since 2023-08-14
  • WI RA
    APPROVED
    Since 2023-06-21

Branch Locations

717 North Mccarthy Road, Appleton, WI 54913 • United States

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Chicago IL 09/2015 07/2021
Morgan Stanley Green Bay WI 07/2021 05/2023
Rbc Capital Markets, Llc Appleton WI 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-23
S63 Uniform Securities Agent State Law Examination 2003-04-24
  • S65 Uniform Investment Adviser Law Examination
    2017-01-23
  • S63 Uniform Securities Agent State Law Examination
    2003-04-24
Other Names
  • William Farley Packard

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
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