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Milton Henry Hamer

LPl Financial LLC

Baton Rouge, LA

Baton Rouge, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-03-08
LA RA APPROVED 2005-09-13
  • TX RA
    APPROVED_RES
    Since 2011-03-08
  • LA RA
    APPROVED
    Since 2005-09-13

Branch Locations

10723 N Oak Hills Pkwy, Bldg A, Baton Rouge, LA 70810 • United States

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Baton Rouge LA 09/2005 Present
Other Businesses

1. 12/3/2013: ACT IN A FIDUCIARY CAPACITY - CO-TRUSTEE FOR MOTHER AND STEPFATHER. - TIME SPENT 1%. 2. 10/21/2017 - Align Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 10/19/2017 - 160 hours per month during securities trading. 3. 11/10/2017 - Hamer Wealth Management, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - 160 Hours Per Month/120 Hours During Securities Trading - Started 01/01/2012.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-07
  • S66 Uniform Combined State Law Examination
    2003-05-07
Designations

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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