Lori Anne Caumeil

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-06-02
VA	RA	APPROVED	2015-09-18

TX RA
APPROVED

Since 2020-06-02
VA RA
APPROVED

Since 2015-09-18

Branch Locations

1650 Tysons Boulevard Suite 1000, Mclean, VA 22102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Mclean	VA	09/2015	Present
Morgan Stanley Private Bank, National Association	New York	NY	10/2015	Present

09/2015 → Present

Morgan Stanley

Mclean, VA
10/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2004-01-21 → 2015-09-22

Truist Investment Services, Inc.

Vienna, VA

Vienna, VA

Mclean, VA

Laurel, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-20

S66 Uniform Combined State Law Examination

2004-01-20

Designations

Other Names

Lori Anne Moore

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews