Vicki A Alva

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-03
AK	RA	APPROVED	2024-09-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Pruco Securities, Llc	San Francisco	CA	01/2017	08/2018
The Prudential Insurance Company Of America	San Francisco	CA	08/2017	08/2018
Unemployed	Hayward	CA	02/2016	01/2017
Mass Mutual Life Insurance Co	San Ramon	CA	08/2018	12/2018
Mml Investors Services, Llc	San Ramon	CA	08/2018	12/2018
Jpmorgan Chase Bank, N.A.	Castro Valley	CA	12/2018	06/2022
J.P. Morgan Securities Llc	Castro Valley	CA	12/2018	06/2022
Gwfs Equities, Inc / Empower Financial Services, Inc.	Greenwood Village	CO	07/2022	08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Juneau	AK	08/2024	Present
Bank Of America, N.A.	Juneau	AK	11/2024	Present

01/2017 → 08/2018

Pruco Securities, Llc

San Francisco, CA
08/2017 → 08/2018

The Prudential Insurance Company Of America

San Francisco, CA
02/2016 → 01/2017

Unemployed

Hayward, CA
08/2018 → 12/2018

Mass Mutual Life Insurance Co

San Ramon, CA
08/2018 → 12/2018

Mml Investors Services, Llc

San Ramon, CA
12/2018 → 06/2022

Jpmorgan Chase Bank, N.A.

Castro Valley, CA
12/2018 → 06/2022

J.P. Morgan Securities Llc

Castro Valley, CA
07/2022 → 08/2024

Gwfs Equities, Inc / Empower Financial Services, Inc.

Greenwood Village, CO
08/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Juneau, AK
11/2024 → Present

Bank Of America, N.A.

Juneau, AK

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-10-14
S63	Uniform Securities Agent State Law Examination	2017-07-15

Other Firms