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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-12-04 |
| TX | RA | APPROVED_RES | 2024-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Heller Financial | Kenosha | WI | 01/2003 | Present |
| Woodbury Financial Services Inc | Kenosha | WI | 11/2015 | 01/2024 |
| Osaic Wealth, Inc. | Kenosha | WI | 01/2024 | 12/2024 |
| Lpl Financial Llc | Kenosha | WI | 12/2024 | Present |
1) 11/2024 - T Heller Financial Services / DBA for LPL Business (entity for LPL business) - Investment related - Kenosha,WI 53142 / Start date 01/09/2024 - 160 Hrs per month - 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-21 |
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