Robert David Thiel

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → Present
  Ffp Securities, Inc.
  Chesterfield, MO
• 05/2008 → 09/2022
  First Allied Securities, Inc.
  Chesterfield, MO
• 05/2008 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Chesterfield, MO
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-01-01 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 2004-01-13 → 2007-01-03
  Ffp Advisory Services Inc
  Chesterfield, MO

Other Businesses

1.) THIEL FINANCIAL LLC; DBA; START DATE:5/30/2008.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-16
• S63 Uniform Securities Agent State Law Examination
  2003-04-11