Karen N. Holloway

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-01-01

FL RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

250 S Australian Ave Ste 1601, West Palm Bch, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services Llc.	Palm Beach Gardens	FL	07/2007	Present
Self	Royal Palm Beach	FL	01/2003	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	08/2012	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

07/2007 → Present

Northwestern Mutual Investment Services Llc.

Palm Beach Gardens, FL
01/2003 → Present

Self

Royal Palm Beach, FL
08/2012 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-04
S63	Uniform Securities Agent State Law Examination	2014-12-05

S65 Uniform Investment Adviser Law Examination

2015-08-04
S63 Uniform Securities Agent State Law Examination

2014-12-05

Other Names

Karen M Nichol

View on SEC IAPD

Current Employers

Northwestern Mutual Investment Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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