Joshua James Hummel

Current Employers

Employment History

• 04/2009 → 10/2025
  Commonwealth Financial Network
  Waltham, MA
• 04/2009 → Present
  Soundview Financial Group
  Steilacoom, WA
• 10/2025 → Present
  Osaic Wealth, Inc.
  Tacoma, WA

Previous Registrations

• 2009-09-16 → 2025-11-03
  Commonwealth Financial Network
  Ormond Beach, FL
  Tacoma, WA

Other Businesses

1. Owner, Soundview Financial Group, Inc; a private entity established to facilitate securities, advisory, and insurance business; As of 08/01/2018; 0% time spent during regular business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; As of 04/09/2009; Approximately 10% time spent during regular business hours Conducted at branch; Investment related. 3. President and Owner, Hummel Building, LLC, a private entity est. to own and manage a commercial office property located in Tacoma, WA; As of 11/01/19; 10% time spent during regular business hours; Conducted at branch; Investment related. 4. HUMMEL BUILDING LLC POSITION: Owner/President NATURE: President and Owner, Hummel Building, LLC, a private entity est. to own and manage a commercial office property located in Tacoma, WA; As of 11/01/19; 10% time spent during regular business hours; Conducted at branch; Investment related. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 01/08/2020 ADDRESS: 3643 N Pearl St, Tacoma WA 98407, United States DESCRIPTION: President and Owner, Hummel Building, LLC, a private entity est. to own and manage a commercial office property located in Tacoma, WA; As of 11/01/19; 10% time spent during regular business hours; Conducted at branch; Investment related. 5. SOUNDVIEW FINANCIAL GROUP, INC. POSITION: Owner/President NATURE: Fixed Insurance Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/31/2018 ADDRESS: 3643 N Pearl St, Tacoma WA 98329, United States DESCRIPTION: Fixed Insurance Business 6. SOUNDVIEW FINANCIAL GROUP, INC. POSITION: Owner/President NATURE: 100% owner of operating company which facilitates securities, advisory, and insurance business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 07/31/2018 ADDRESS: 3643 N Pearl St, Tacoma WA 98407, United States DESCRIPTION: 100% owner of operating company which facilitates securities, advisory, and insurance business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-09-03
• S63 Uniform Securities Agent State Law Examination
  2003-04-22

Other Names

• Josh James Hummel