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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
| NJ | RA | APPROVED | 2015-01-06 |
Branch Locations
103 Eisenhower Parkway Suite 306, Roseland, NJ 07068 • United States
200 Schulz Drive Suite 125, Red Bank, NJ 07701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nl Financial Alliance / National Life Insurance Company | New York | NY | 01/2012 | Present |
| Equity Services, Inc. | Montpelier | VT | 01/2012 | Present |
*NL FINANCIAL ALLIANCE/NATIONAL LIFE INSURANCE COMPANY. 103 EISENHOWER PARKWAY SUITE 306 ROSELAND NJ. INV REL. INSURANCE SALES. SALES AGENT.01/2012 TO PRESENT. 160 HRS. DURING TRADING HRS 9/4. I AM AN BROKER AGENT OF NLV AGENCY. THE BUSINESS IS NON-EQUITY RELATED. * RIIS FINANCIAL, 103 EISENHOWER PARKWAY SUITE 306 ROSELAND NJ. INV REL. INS SVCS. PRESIDENT. 7/1/11. 80 HRS/MO. DURING TRADE HRS. *BEACON BENEFIT SOLUTIONS. 103 EISENHOWER PARKWAY SUITE 306 ROSELAND NJ. INV REL. INS: LIFE, DIS, LTC. BROKER. 12/12-CURRENT. 30 HRS/MO. DURING TRADE HRS.*LEGATUS GROUP LLC. INV REL. BRANDING ONLY. FINANCIAL ADVISOR. CURRENTLY ENGAGED. 20 HR/MO. DURING TRADE HRS. *INTEGRATED FINANCIAL CONCEPTS. 103 EISENHOWER PARKWAY SUITE 306 ROSELAND NJ. INV REL. INSURANCE SALES. SALES AGENT. FEB 2015-CURRENT. 160 HRS/MO. DURING TRADE HRS. *RISK MITIGATION STRATEGIES. 103 EISENHOWER PARKWAY SUITE 306 ROSELAND NJ. INV REL. JAN 2017. INS CONSULTING. DIRECTOR. 5 HRS/WEEK. DURING TRADE HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-12 |
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