Anthony David Ringston

Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Nl Financial Alliance / National Life Insurance Company
  New York, NY
• 01/2012 → Present
  Equity Services, Inc.
  Montpelier, VT

Other Businesses

*NL FINANCIAL ALLIANCE/NATIONAL LIFE INSURANCE COMPANY. 103 EISENHOWER PARKWAY SUITE 306 ROSELAND NJ. INV REL. INSURANCE SALES. SALES AGENT.01/2012 TO PRESENT. 160 HRS. DURING TRADING HRS 9/4. I AM AN BROKER AGENT OF NLV AGENCY. THE BUSINESS IS NON-EQUITY RELATED. * RIIS FINANCIAL, 103 EISENHOWER PARKWAY SUITE 306 ROSELAND NJ. INV REL. INS SVCS. PRESIDENT. 7/1/11. 80 HRS/MO. DURING TRADE HRS. *BEACON BENEFIT SOLUTIONS. 103 EISENHOWER PARKWAY SUITE 306 ROSELAND NJ. INV REL. INS: LIFE, DIS, LTC. BROKER. 12/12-CURRENT. 30 HRS/MO. DURING TRADE HRS.*LEGATUS GROUP LLC. INV REL. BRANDING ONLY. FINANCIAL ADVISOR. CURRENTLY ENGAGED. 20 HR/MO. DURING TRADE HRS. *INTEGRATED FINANCIAL CONCEPTS. 103 EISENHOWER PARKWAY SUITE 306 ROSELAND NJ. INV REL. INSURANCE SALES. SALES AGENT. FEB 2015-CURRENT. 160 HRS/MO. DURING TRADE HRS. *RISK MITIGATION STRATEGIES. 103 EISENHOWER PARKWAY SUITE 306 ROSELAND NJ. INV REL. JAN 2017. INS CONSULTING. DIRECTOR. 5 HRS/WEEK. DURING TRADE HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-29
• S63 Uniform Securities Agent State Law Examination
  2000-01-12