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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | St. Louis | MO | 02/2003 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | Present |
SAINT LOUIS BOURBON SOCIETY; NOT INV RELATED; SAINT CHARLES, MO; PRIVATE SOCIAL CLUB; HOSPITALITY HOST/AMBASSADOR; START DATE 01/01/2025; 16 HOURS PER MONTH; 0 HOURS DURING TRADING BARREL ROOM BOURBON CLUB ; NOT INV RELATED; COTTLEVILLE, MO; PRIVATE CLUB; AMBASSADOR; START DATE: 12/01/2025; 8 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-03-15 |
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