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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-11-30 |
| TX | RA | APPROVED | 2017-11-28 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 03/2011 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1)Name of Business: Rental property Investment-related: Address: Fort Mill, SC. Position: Landlord/Owner Start date: 04/2015 Approximate number of hours/month you devote to the other business: 5 Number of hours you devote during securities trading hours: 0 (2)NAME OF BUSINESS: Arizona Tech Investors-Investor platform INVESTMENT-RELATED: PASSIVE INVESTMENT ADDRESS: Mesa, AZ START DATE: 2/2019 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-03 |
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