Tam Thi Le

Current Employers

Employment History

• 08/2014 → 03/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Carmel, CA
• 10/2014 → 03/2019
  Bank Of America, N.A.
  Carmel, CA
• 09/2020 → 11/2020
  Peak American Investment Advisors
  Plano, TX
• 04/2019 → 08/2020
  Unemployed
  Marina, CA
• 12/2020 → 12/2021
  Primerica Financial Services
  Santa Clara, CA
• 03/2021 → 12/2021
  Pfs Investmetns Inc.
  Santa Clara, CA
• 01/2022 → Present
  Valic Financial Advisors, Inc.
  Oakland, CA
• 12/2022 → Present
  Agia
  Houston, TX

Previous Registrations

• 2021-03-02 → 2021-11-24
  Pfs Investments Inc.
  Santa Clara, CA
• 2020-10-29 → 2020-11-13
  Peak American Investment Advisors, Inc.
  Plano, TX
  Marina, CA
• 2014-08-27 → 2019-04-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Monterey, CA
• 2007-01-12 → 2014-07-21
  Wells Fargo Clearing Services, Llc
  Carmel, CA
  Newport Beach, CA
• 2006-09-19 → 2006-10-12
  M.L. Stern & Co., Llc.
  Carmel, CA
• 2005-11-16 → 2006-06-20
  Morgan Stanley Dw Inc.
  Salinas, CA
  Salinas, CA

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products RENTAL PROPERTY POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2024 ADDRESS: 820 Casanova Ave. Unit 79, Monterey CA 93940, United States DESCRIPTION: Landlord

Exams

• S66 Uniform Combined State Law Examination
  2005-11-14

Designations

Other Names

• Tam Le
• Tam Thi Le
• Tammee Le
• Tammi Thi Le
• Tammee T. Le
• Tammi T. Le
• Tam Thi Le