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James Joseph Ward

Edward Jones

Yorkville, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-21
IL RA APPROVED 2007-01-18
  • TX RA
    APPROVED_RES
    Since 2014-08-21
  • IL RA
    APPROVED
    Since 2007-01-18

Branch Locations

1458 Sycamore Rd Suite A, Yorkville, IL 60560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 02/2003 Present
Other Businesses

Real Estate Building Type of business: Rental Income Yorkville, IL Start date: 12/23/2011 Owner Hours per week: 1 Hours during trading: 0 Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-14
S63 Uniform Securities Agent State Law Examination 2003-04-17
  • S66 Uniform Combined State Law Examination
    2006-12-14
  • S63 Uniform Securities Agent State Law Examination
    2003-04-17
Other Names
  • James J Ward

View on SEC IAPD

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ATK FINANCIAL PROSPERITY
CETERA INVESTMENT ADVISERS LLC
MWA FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

DAVID FRANK BUCCIFERRO
Seth Andrew Wormley
Daniette Williams-Cerda
Lucas John Thompson
JEFFREY CARTER MALAS
WENDY KATHERINE MALAS
Hunter J Sperling
Alan John Hubbard

Other Offices

OSAIC WEALTH, INC. · YORKVILLE, IL
EDWARD JONES · YORKVILLE, IL
EDWARD JONES · YORKVILLE, IL
TRILLIUM WEALTH LLC · Yorkville, IL
LPL FINANCIAL LLC · YORKVILLE, IL
EDWARD JONES · YORKVILLE, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · OSWEGO, IL
EDWARD JONES · OSWEGO, IL

More in Yorkville, IL

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