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Seth Andrew Wormley

Edward Jones

Yorkville, IL

CRD 5227696

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-21
IL RA APPROVED 2010-05-21
  • TX RA
    APPROVED_RES
    Since 2014-08-21
  • IL RA
    APPROVED
    Since 2010-05-21

Branch Locations

608 E Veterans Pkwy Suite 3, Yorkville, IL 60560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2009 Present
Other Businesses

Trust Yorkville, IL Start date: 4/28/2019 Trustee Hours per week: 0 Hours during trading: 0 Rent and maintain 13 rental contracts * HRH Topsoil Type of business: Land Clearing/ Soil Reclamation Bristol, IL Start date: 9/21/2022 Contracted Hours per week: 0 Hours during trading: 0 No responsibilities * Richard Budd Wormley Trust #1 Type of business: Farming Yorkville, IL Start date: 4/29/2018 Trustee Hours per week: 0 Hours during trading: 0 Maintenance * Association for Individual Development (AID) Aurora, IL Start date: 8/3/2022 Board Member Hours per week: 0 Hours during trading: 0 Finance Committee Member, Board Member * Kendall County Board Yorkville, IL Start date: 12/5/2022 Board Member Hours per week: 0 Hours during trading: 0 Elected county board member *

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-11
  • S66 Uniform Combined State Law Examination
    2009-11-11
Other Names
  • Seth A Wormley

View on SEC IAPD

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