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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-07 |
| TX | RA | APPROVED | 2024-10-14 |
Branch Locations
1152 W. Pioneer Parkway, Arlington, TX 76013 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nations Financial Group, Inc. | Fort Worth | TX | 12/2012 | Present |
| Lpl Financial, Llc | Amarillo | TX | 10/2024 | Present |
1) 10/2024 - Investors Solutions / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s)- Start Date 10/11/2024 2) 10/2024 - Notary / Inv. Related / Arlington Tx / Start date 12/21/2012 - 1 Hrs per month - 1% Time Spent- Start Date 12/21/2012
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-18 |
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