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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-04-07
CA RA APPROVED 2014-03-10
  • TX RA
    APPROVED
    Since 2014-04-07
  • CA RA
    APPROVED
    Since 2014-03-10

Branch Locations

1600 S. Pacific Coast Hwy, Redondo Beach, CA 90277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 04/2013 Present
John Law Dmd, Inc Torrance CA 04/2014 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 04/2013 Present
  • 04/2013 → Present
    Los Angeles, CA
  • 04/2014 → Present
    John Law Dmd, Inc
    Torrance, CA
  • 04/2013 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: JOHN LAW DMD, INC. POSITION: INVESTOR / PARTIAL OWNER - 10% / AGENT START DATE: 4/8/2014 ADDRESS: 4216 Torrance, CA DETAILS: ADMINISTRATIVE ASSISTANCE AND AGENT POINT OF CONTACT. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-04
  • S66 Uniform Combined State Law Examination
    2014-03-04
Other Names
  • Annette Duran

View on SEC IAPD

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