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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-06 |
| TN | RA | APPROVED | 2010-11-05 |
Branch Locations
107 W North St, Sweetwater, TN 37874 • United States
4511 U.S. Hwy 411, Madisonville, TN 37354 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sweetwater | TN | 11/2010 | Present |
| Peoples Bank Of East Tn | Madisonville | TN | 05/2011 | Present |
(1) 09/24/2010: Fairweather Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 95% Time Spent (2) 09/30/2022 - East Tennessee Mutual Insurance Company - Not Investment Related - 3188 TN-126, Blountville, TN 37617 - Non-Profit Board Member - Board Member - Start Date - 09/01/2022 - 2 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-17 |
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