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Derek Gates Dieterich

Cetera Investment Advisers LLC

Sweetwater, TN

CRD 2873365

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-04-30
  • TN RA
    APPROVED
    Since 2018-04-30

Branch Locations

401 N Main St, Sweetwater, TN 37874 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securitites Corporation Knoxville TN 02/2016 09/2017
Aspire Private Wealth Counsel Knoxville TN 07/2016 09/2017
Aspire Private Wealth Counsel, Llc Knoxville TN 02/2017 09/2017
Club Unite Volleyball Knoxville TN 07/2016 04/2018
Regions Bank Sweetwater TN 04/2018 Present
Cetera Investment Services Llc St. Cloud MN 04/2018 Present
Cetera Investment Advisers Llc Sweetwater TN 04/2018 Present
  • 02/2016 → 09/2017
    Lincoln Financial Securitites Corporation
    Knoxville, TN
  • 07/2016 → 09/2017
    Aspire Private Wealth Counsel
    Knoxville, TN
  • 02/2017 → 09/2017
    Knoxville, TN
  • 07/2016 → 04/2018
    Club Unite Volleyball
    Knoxville, TN
  • 04/2018 → Present
    Regions Bank
    Sweetwater, TN
  • 04/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 04/2018 → Present
    Sweetwater, TN
Previous Registrations
Other Businesses

1. SPORTS OFFICIAL; REFEREEING SPORTS; 4 HRS/WK

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-29
  • S63 Uniform Securities Agent State Law Examination
    1997-04-29
Designations
  • Certified Financial Planner

View on SEC IAPD

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