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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2011-08-02 |
| TX | RA | APPROVED | 2005-01-08 |
| UT | RA | APPROVED | 2003-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Phoenix | AZ | 01/2003 | Present |
| Bank Of America, Na | Phoenix | AZ | 09/2009 | Present |
I*131537 For profit or not for profit: For-Profit Organization Name of outside business organization: M. H. Music Investment related: No Address of business: Fallston, Maryland 21047Position, title, association: Musician Start date of relationship: 9/4/2017Number of hours devoted: 5 hours Monthly Number of hours devoted during trading hours: 0Duties: I have played music for fun in a few bands over a number of years. It has always been a very casual hobby. At some point in late 2017 I started getting the chance to play live shows with some friends of mine. I am a bass player. I*: 2644267 Entity Type: Charitable Name of OBA: Harford County Bar Foundation Address: Bel Air, MD Investment Related: No 21014Position, Title, Association: Member Employee Start Date: 08/01/2025Number of Hours: 5 hrs annually Number of Hours during trading: 5 hrs annually Duties: Serve in a group with other individuals who donate their time and expertise to the mission of the organization. This group will not consist of current board members of the organization. Nor will I be on the board of the organization at this point. This group is for future potential board members to share ideas that will benefit the organization. I*4139266 Entity Type: Entity Charitable, Name of OBA: Harford County Bar Foundation, Address: Bel Air,, Maryland, 21014, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 04/01/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Board Member, The Harford County Bar Foundation is dedicated to advancing access to justice by providing legal assistance, education, and advocacy. By bridging gaps in legal services, we empower individuals and families to navigate the legal system. Our goal is to promote fairness, dignity, and equity within our community. I*872279 Entity Type: Charitable Name of OBA: Boy's and Girls Club of Harford and Cecil County Address: Aberdeen Maryland Investment Related: No Position, Title, Association: Board Member Start Date:06/01/2022No Hours: 5 Monthly No Hours during trading:2 Monthly Duties: Attend Board Meetings. Advocate for the individual club staff and club members. Raise awareness for the club throughout the community. I*4934272 Entity Type: Charitable Name of OBA: Boys and Girls Club of Harford and Cecil County Address: Havre de Grace, MD, Maryland, 21078 Investment Related: No Position, Title, Association: Other Employee Start Date: 01/01/2027 Number of Hours: 2, Monthly Number of Hours during trading: 1, Monthly Duties: To inspire and enable all young people, especially those who need us most, to reach their full potential as productive, responsible and caring citizens. I was asked to be 2nd Vice Chair. This is a support role for the organization's chairperson.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-01 |
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