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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-02 |
| AZ | RA | APPROVED | 2018-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc. | Phoenix | AZ | 09/2007 | 09/2017 |
| Usaa Financial Planning Services | Phoenix | AZ | 11/2008 | 09/2017 |
| Schwab Wealth Advisory, Inc. | Phoenix | AZ | 02/2018 | Present |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 02/2018 | Present |
| Unemployed | Phoenix | AZ | 09/2017 | 02/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-14 |
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