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Employer firm

1St Financial Investment, Inc. CRD 283072

$782.2K regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
1St Financial Investment, Inc.

116 North State Street 1St Floor, Clark'S Summit, PA 18411-1056 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-05-24
  • PA RA
    APPROVED
    Since 2016-05-24

Branch Locations

638 Fairview Road, South Abington Township, PA 18411-8855 • United States

116 North State Street 1St Floor, Clark'S Summit, PA 18411-1056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Galat & Company, P.C. South Abington Township PA 01/1996 Present
1St Financial Investments, Inc. Clarks Summit PA 01/2015 Present
1St Financial Investment, Inc. Clarks Summit PA 05/2016 Present
Carbondale Nursing And Rehabilitation Center Carbondale PA 08/2012 12/2025
Western International Securities, Inc. Clark's Summit PA 06/2016 09/2023
Ellen Memorial Health Care Honesdale PA 03/2019 12/2025
Bonaham Nursing & Rehabilitation Center Stillwater PA 01/2023 Present
Beyond Addition Recovery & Treatment Center Carbondale PA 07/2000 Present
Cnh, Inc Carbondale PA 08/2012 12/2025
477 Holdings, Llc Stillwater PA 01/2023 Present
Birney Medical Llc Carbondale PA 07/2000 Present
  • 01/1996 → Present
    Galat & Company, P.C.
    South Abington Township, PA
  • 01/2015 → Present
    1St Financial Investments, Inc.
    Clarks Summit, PA
  • 05/2016 → Present
    Clarks Summit, PA
  • 08/2012 → 12/2025
    Carbondale Nursing And Rehabilitation Center
    Carbondale, PA
  • 06/2016 → 09/2023
    Western International Securities, Inc.
    Clark's Summit, PA
  • 03/2019 → 12/2025
    Ellen Memorial Health Care
    Honesdale, PA
  • 01/2023 → Present
    Bonaham Nursing & Rehabilitation Center
    Stillwater, PA
  • 07/2000 → Present
    Beyond Addition Recovery & Treatment Center
    Carbondale, PA
  • 08/2012 → 12/2025
    Cnh, Inc
    Carbondale, PA
  • 01/2023 → Present
    477 Holdings, Llc
    Stillwater, PA
  • 07/2000 → Present
    Birney Medical Llc
    Carbondale, PA
Other Businesses

1) Galat & Company, P.C.; Non-Investment Related; South Abington Township, PA; CPA & Accounting Firm; Owner / President. Activity is both during and not during trading hours. 2) 1st Financial Investments, Inc.; Investment-Related; Clarks Summit, PA; Independent Advisor 3) Bonham Nursing & Rehabilitation Center & Non-Investment Related; Stillwater, PA; Shareowner & Bookkeeper. 477 Holdings LLC is the holding company for this entity. Activity is both during and not during trading hours. Not involved in the day-to-day operation other than bookkeeping and accounting which is through CPA Practice, Galat & Galat, Co. 6) Beyond Addition Recovery & Treatment Center; Non-Investment Related; Carbondale, PA; Shareowner & Bookkeeper. Birney Medical LLC is the holding company of this entity. Activity is both during and not during trading hours. Not involved in the day-to-day operation other than bookkeeping and accounting which is through CPA Practice, Galat & Galat, Co.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-02-13
  • S63 Uniform Securities Agent State Law Examination
    2003-02-13
Other Names
  • Charlie James Galat
  • Charles J. Galat
  • Charlie J. Galat
  • Charles Galat
  • Charlie Galat
  • Charles James Galat
  • Charlie James Galat
  • Chas Galat
  • Chas Galat
  • Charles Galat
  • Charles James Galat
  • Charles J. Galat
  • Charles Galat

View on SEC IAPD

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