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Employer firm

Northeastern Financial Consultants, Inc. CRD 120737

$73.4M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Northeastern Financial Consultants, Inc.

3 Abington Executive Park Suite 1, South Abington Township, PA 18411 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-12
PA RA APPROVED 2012-04-16
  • TX RA
    APPROVED_RES
    Since 2018-12-12
  • PA RA
    APPROVED
    Since 2012-04-16

Branch Locations

3 Abington Executive Park Suite 1, South Abington Township, PA 18411 • United States

Sweet Valley, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeastern Financial Consultants, Inc. South Abington Township PA 07/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-09
S63 Uniform Securities Agent State Law Examination 1997-12-08
  • S65 Uniform Investment Adviser Law Examination
    2003-12-09
  • S63 Uniform Securities Agent State Law Examination
    1997-12-08
Other Names
  • Maryjule Anne Roginski

View on SEC IAPD

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