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Stephen Paul Michael Rhodes

Signify Wealth LLC

St. Louis, MO

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Current Employers
Signify Wealth Llc

7750 Clayton Road Suite 100, St. Louis, MO 63117 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-06
MO RA APPROVED 2012-01-11
  • TX RA
    APPROVED
    Since 2017-07-06
  • MO RA
    APPROVED
    Since 2012-01-11

Branch Locations

7750 Clayton Road Suite 100, St. Louis, MO 63117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saxony Securities Inc St. Louis MO 01/2015 08/2018
Signify Wealth Llc Saint Louis MO 03/2015 Present
Signify Business Management Llc Saint Louis MO 01/2021 Present
Signify University Llc St. Louis MO 03/2024 Present
  • 01/2015 → 08/2018
    Saxony Securities Inc
    St. Louis, MO
  • 03/2015 → Present
    Saint Louis, MO
  • 01/2021 → Present
    Signify Business Management Llc
    Saint Louis, MO
  • 03/2024 → Present
    Signify University Llc
    St. Louis, MO
Previous Registrations
  • 2011-04-27 → 2011-12-16
    Gilford Financial Corp.
    New York, NY
  • 2007-10-23 → 2011-04-20
    National Planning Corporation
    St. Albans Rd, MO
    Crystal City, MO
    Creve Coeur, MO
  • 2006-09-19 → 2007-10-22
    American General Securities Incorporated
    Festus, MO
    Festus, MO
    St. Albans, MO
Other Businesses

1)PROMISE PROPERTIES, SAINT LOUIS, MO, REAL ESTATE PROPERTY MANAGEMENT, OWNER, 5 HOURS/MONTH, 0 DURING TRADING HOURS, 1% OF INCOME; 2)Stephen P. Rhodes owner of Katalysis Ventures LLC, a holding company for his personal private investments. His responsibilities include analyzing and overseeing private investment. 2 hours and month during and outside of trading hours are spent on this activity. 0 yearly compensation from the business. 3)Stephen P. Rhodes is a licensed insurance agent. Investment related and spends 5 hours a month, during trading hours. 4)Owner; Signify Business Management LLC; investment related; 7750 Clayton Road Suite 100 Saint Louis MO 63117; Description of the business: Business Management Services; Responsibilities Duties: Oversee Operations; Start date with business: 2021-01-21; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1; 5) Owner; Signify Holding Corporation; investment related: No; Location: 7750 Clayton Road Suite 100 Saint Louis Missouri 63117 United States; Description of the business: Holding Company for Signify Wealth LLC; Responsibilities Duties: Owner; Start date with business: 2021-12-07; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1; 6) Co- Owner; 12 Enterprises LLC; investment related: Yes; Location: 7750 Clayton Road Suite 100 Saint Louis Missouri 63117 United States; Description of the business: Business used for buying, repairing and selling real estate properties.; Start date with business: 2022-03-10; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1; 7) Owner; Signify University LLC; Investment Related: Yes; Location: 7750 Clayton Road Suite 100 Saint Louis MO 63117; Financial Education; Responsibilities Duties: Oversee Operations; Start date with business: 2024-03-04; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business:1 8) Owner, Talent Commerce Summit; Not investment related; start date 3/1/2025 with a commitment of 5 hours per month during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-28
S63 Uniform Securities Agent State Law Examination 2003-03-17
  • S65 Uniform Investment Adviser Law Examination
    2006-08-28
  • S63 Uniform Securities Agent State Law Examination
    2003-03-17
Designations
Other Names
  • Stephen Paul Rhodes

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