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John T. Rubin

J.P. Morgan Securities LLC

Washington, DC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-01-05
TX RA APPROVED 2023-07-17
  • DC RA
    APPROVED
    Since 2024-01-05
  • TX RA
    APPROVED
    Since 2023-07-17

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Washington DC 04/2014 Present
Jpmorgan Chase Bank, N.A. Washington DC 04/2014 Present
Previous Registrations
  • 2004-07-19 → 2014-05-08
    Gfo Advisory Services, Llc
    Chevy Chase, MD
  • 2003-12-12 → 2004-01-16
    Legg Mason Wood Walker, Incorporated
    Mclean, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-17
S63 Uniform Securities Agent State Law Examination 2014-06-26
S66 Uniform Combined State Law Examination 2003-12-11
  • S65 Uniform Investment Adviser Law Examination
    2023-07-17
  • S63 Uniform Securities Agent State Law Examination
    2014-06-26
  • S66 Uniform Combined State Law Examination
    2003-12-11
Other Names
  • John Thomas Rubin

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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