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Roy Ernest Neuenschwander

Neuenschwander Asset Management, LLC

Mcfarland, WI

CRD 4631209

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Employer firm

Neuenschwander Asset Management, LLC CRD 125179

$174M regulatory AUM 20 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuenschwander Asset Management, Llc

4893 Larson Beach Rd, Mcfarland, WI 53558 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APP_PEND_IARCE 2026-01-01
  • WI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

4893 Larson Beach Rd, Mcfarland, WI 53558 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuenschwander Asset Management, Llc Mcfarland WI 01/2003 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-17
  • S65 Uniform Investment Adviser Law Examination
    2003-01-17

View on SEC IAPD

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