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2350 Fruitville Rd Suite 201, Sarasota, FL 34237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-02-19 |
| FL | RA | APPROVED | 2013-01-07 |
| TX | RA | APPROVED | 2012-12-03 |
| CA | RA | APPROVED | 2012-11-26 |
Branch Locations
2350 Fruitville Rd Suite 201, Sarasota, FL 34237 • United States
16969 Nw 67Th Ave Ste 101, Miami, FL 33015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sarasota | FL | 02/2003 | Present |
| Walsh & Associates, Llc | Sarasota | FL | 12/2012 | Present |
1. 6/1/2010 - WALSH & ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/7/2015 - Walsh Family Holdings I - Investment Related - 2350 Fruitville Rd, Sarasota FL 34237 - Real Estate Rental - Started 11/06/2015 - 2 Hours Per Month/0 Hours During Securities Trading. 3. 2/6/2018 - Walsh & Associates, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/03/15 - 150 Hours Per Month During Securities Trading - I provide investment advisory services through Walsh & Associates, LLC, an independent investment advisor firm. I started this business activity in 1/2016 . I expect to spend approximately 150 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-24 |
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