Christian Ray Escamilla

Employer firm

Broadway Wealth Solutions CRD 291753

$308M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 06/2017
  Bbva Securities Inc.
  San Antonio, TX
• 12/2014 → 06/2017
  Bbva Wealth Solutions Inc.
  San Antonio, TX
• 12/2008 → 06/2017
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 06/2017 → 05/2020
  Bank Of America, N.A.
  San Antonio, TX
• 06/2017 → 05/2020
  Bank Of America U.S. Trust
  San Antonio, TX
• 06/2020 → Present
  Broadway Wealth Solutions
  San Antonio, TX
• 06/2020 → Present
  Broadway Bank
  San Antonio, TX

Previous Registrations

• 2017-07-24 → 2020-05-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Antonio, TX
• 2014-12-19 → 2017-06-02
  Pnc Managed Account Solutions, Inc.
  San Antonio, TX
  San Antonio, TX

Other Businesses

EVP, Wealth Management and Private Bank Integration Executive; Broadway Bank; Investment Related: Yes; 1177 NE Loop 410 San Antonio Texas 78209 United States; Dual employee of Broadway Bank. Broadway Bank wholly owns the RIA; Start date with business: 2020-06-01; Hours per month devoted to business during trading hours: 8; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 100;

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-16
• S63 Uniform Securities Agent State Law Examination
  2003-03-07

Other Names

• Christian Ray Escamilla
• Christian Escamilla