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1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-29 |
Branch Locations
1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | San Antonio | TX | 05/2013 | 06/2017 |
| Bbva Wealth Solutions Inc. | San Antonio | TX | 12/2014 | 06/2017 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 12/2008 | 06/2017 |
| Bank Of America, N.A. | San Antonio | TX | 06/2017 | 05/2020 |
| Bank Of America U.S. Trust | San Antonio | TX | 06/2017 | 05/2020 |
| Broadway Wealth Solutions | San Antonio | TX | 06/2020 | Present |
| Broadway Bank | San Antonio | TX | 06/2020 | Present |
EVP, Wealth Management and Private Bank Integration Executive; Broadway Bank; Investment Related: Yes; 1177 NE Loop 410 San Antonio Texas 78209 United States; Dual employee of Broadway Bank. Broadway Bank wholly owns the RIA; Start date with business: 2020-06-01; Hours per month devoted to business during trading hours: 8; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 100;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-07 |
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