Philip Gregory O'QUin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 10/2019
  Fsc Securities Corp
  Atlanta, GA
• 10/2019 → Present
  Lpl Financial Llc
  Lake Charles, LA

Previous Registrations

• 2015-10-30 → 2019-10-03
  Fsc Securities Corporation
  Lake Charles, LA
  Alexandria, LA
• 2012-11-21 → 2015-11-13
  Lpl Financial Llc
  Lake Charles, LA
  Lake Charles, LA
• 2007-11-19 → 2008-04-09
  Fsc Securities Corporation
  Atlanta, GA
  Alexandria, LA

Other Businesses

1)09/04/2019 - O'QUIN FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2015 2)09/04/2019 - FINANCIAL SOLUTIONS GROUP - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2015 3)09/04/2019 - PHILIP O'QUIN - Non-Variable Insurance - inv rel - at reported business location(s) - start: 12/2012 4)09/04/2019 - PGO HOLDINGS LLC - Real Estate Rental - inv rel - Lake Charles, LA - start: 08/2013 5)4/15/2021 - 4th Quarter Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/14/2021 - 100 Hours Per Month/100 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-11-14
• S63 Uniform Securities Agent State Law Examination
  2012-08-20

Other Names

• Philip Gregory O'QUin
• Philip O'QUin