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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-09-12
  • PA RA
    APPROVED
    Since 2011-09-12

Branch Locations

2790 Mosside Blvd Fl 4, Monroeville, PA 15146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance Company Milwaukee WI 11/2002 Present
Northwestern Mutual Investment Services, Llc Pittsburgh PA 02/2003 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 11/2002 → Present
    The Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2003 → Present
    Pittsburgh, PA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 25% OWNER, COMMERCIAL PROPERTY, 630 CHERRY TREE LANE, UNIONTOWN, , PENNSYLVANIA, 15401, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 2/25/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWN REAL ESTATE. 3. PARTNER WITH 33% OWNERSHIP IN AXIOM FAMILY COUNSELING SERVICES., 630 CHERRY TREE LANE, UNIONTOWN, PENNSYLVANIA, 15401, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 9/1/2006, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MENTAL HEALTH CLINIC/ 33% OWNER 4. DMP REAL ESTATE LLC, OWNER 50%, 6103 FARM RD, EXPORT, , PENNSYLVANIA, 15632, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/10/2010, HOURS PER MONTH: 0-5, RENTAL PROPERTY 5. ,2% OWNERSHIP, BOSS CONTROLS INC., 235 WEST MAIN STREET, LIGONIER, , PENNSYLVANIA, 15658, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/4/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE INVESTOR 6. 1% OWNER, RM GOODS INC, 4208 CASTLEWOOD CT, EXPORT, , PENNSYLVANIA, 15632, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 05/17/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, IT'S MY SONS BUSINESS. I DONT SPEND ANYTIME ON THE BUSIENSS. HE SELLS DRINKS, CANDY, ETC. HE NEEDS AN ADULT ON THE BANK ACCOUNT AND THE CORPORATION PAPERS. 7. SALES, LIFEWAVE PHOTO THERAPY PATCHES, 4208 CASTLEWOOD CT, EXPORT, , PENNSYLVANIA, 15632, UNITED STATES OF AMERICA, MULTI-LEVEL-MARKETING, START DATE: 05/17/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, IT'S MY SONS BUSINESS. I DONT SPEND ANYTIME ON THE BUSIENSS. HE SELLS DRINKS, CANDY, ETC. HE NEEDS AN ADULT ON THE BANK ACCOUNT AND THE CORPORATION PAPERS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-10
S63 Uniform Securities Agent State Law Examination 2003-06-02
  • S65 Uniform Investment Adviser Law Examination
    2011-09-10
  • S63 Uniform Securities Agent State Law Examination
    2003-06-02

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